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WebMar 13, 2024 · Regulatory responsibilities. Firms are responsible for making sure customers are treated fairly. Our principles include explicit and implicit guidance on the fair treatment of customers.Principle 6 says: ‘A firm must pay due regard to the interests of its customers and treat them fairly’, but other principles also apply to this area of business … WebI have over thirty years of experience in the financial services industry, providing regulatory and compliance risk guidance and advice to firms so that they can meet ever-changing and growing home state and global regulatory expectations around the world. Experienced SME in the following : - Enhancing systems and controls … easy way to figure out square footage
David Howland - Head of Compliance - China Taiping Insurance …
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